行使权利
DTC also assists 参与者 in exercising other rights in connection with its role as the record holder of securities on deposit.
参与者可行使的权利示例:
- 鉴定或异议者权利的主张
- 异议人士权利评估主张的撤回
- 要求查阅存货分类账
- 需求加速债券发行.
In order to exercise such rights through DTC on its own behalf or on behalf of its customers, the Participant must complete and submit to DTC via the MyDTCC portal an instruction letter identifying the issue and the quantity of securities involved, 受益所有人和请求的性质, along with the exact form of securityholder信 the Participant is instructing Cede & Co. to sign in order to exercise the relevant rights for the beneficial owner.
To help ensure timely processing of a Participant’s request for a Cede & Co. securityholder信, a Participant should anticipate a DTC processing time of approximately six business days. Processing time may increase if, for example, a Participant requests notarization of the Cede & Co. securityholder信, or if, 一旦请求提交给DTC, DTC needs to return the request to the Participant for technical revisions. 除了, 参与者 should anticipate longer processing times during periods of high volumes and plan accordingly. DTC is not responsible for a Participant’s failure to meet any deadline or cut-off in connection with its request.
Note- There are standardized forms of the Instruction Letter, and Dissent/Demands Letters. 有关这些操作的示例信函/模板,请参见 代理服务文档.
授权发布代理记录日期职位
参与者 may request that DTCC release their record date positions directly to a tabulation agent.
如需更多信息,请发送电子邮件至 (电子邮件保护).